SEC Form 4 · accession 0001225208-18-010109
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dara F Altman
Officer — EVP & Chief Admin. Officer
Period of report
May 31, 2018
Accepted (ET)
Jun 4, 2018 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 31, 2018 | A | 190,141 | $0.00 | A | 310,029 | D | |
| Common Stock | holding | — | — | — | 55,441 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $7.10 | May 31, 2018 | A | 962,806 | A | May 31, 2019 | May 31, 2028 | Common Stock | 962,806 | 962,806 | D |
Explanation of responses
- F1Approximately one-third of restricted stock units will vest on each of 5/31/19, 5/31/20 and 5/31/21.
- F2Approximately one-third of options will vest on each of 5/31/19; 5/21/20 and 5/31/21.