SEC Form 4 · accession 0001225208-18-010108
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Frear
Officer — Senior EVP and CFO
Period of report
Jun 1, 2018
Accepted (ET)
Jun 4, 2018 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2018 | A | 424,328 | $0.00 | A | 432,699 | D | |
| Common Stock | holding | — | — | — | 87,282 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 1,900 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $7.07 | Jun 1, 2018 | A | 2,238,802 | A | Jun 1, 2019 | Jun 1, 2028 | Common Stock | 2,238,802 | 2,238,802 | D |
Explanation of responses
- F1Approximately one-third of restricted stock units will vest on each of 6/1/19, 6/1/20 and 5/31/21.
- F2Approximately one-third of options will vest on each of 6/1/19; 6/1/20 and 5/31/21.