SEC Form 4 · accession 0001225208-18-009819
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Andrew Greenstein
Officer — Pres. & Chief Content Officer
Period of report
May 24, 2018
Accepted (ET)
May 24, 2018 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 24, 2018 | M | 3,601,867 | $3.96 | A | 4,582,767 | D | |
| Common StockF1 | May 24, 2018 | S | 951,554 | $6.9182 | D | 3,631,213 | D | |
| Common StockF2 | May 24, 2018 | F | 2,879,745 | $6.93 | D | 751,468 | D | |
| Common Stock | holding | — | — | — | 74,641 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.96 | May 24, 2018 | M | 3,601,867 | D | May 24, 2017 | May 24, 2026 | Common Stock | 3,601,867 | 3,601,867 | D |
Explanation of responses
- F1Represents the weighted average sales price for the price increments ranging from $6.87 to $6.97. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.