SEC Form 4 · accession 0001225208-18-008368
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Cook
Officer — EVP, Sales and Automotive
Period of report
Apr 27, 2018
Accepted (ET)
May 1, 2018 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2018 | M | 15,660 | $0.99 | A | 1,321,653 | D | |
| Common StockF1 | Apr 27, 2018 | F | 8,453 | $6.40 | D | 1,313,200 | D | |
| Common StockF2 | Apr 27, 2018 | S | 75,181 | $6.3553 | D | 1,238,019 | D | |
| Common Stock | holding | — | — | — | 10,999 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $0.99 | Apr 27, 2018 | M | 15,660 | D | Aug 9, 2011 | Aug 9, 2020 | Common Stock | 15,660 | 426,140 | D |
Explanation of responses
- F1Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.
- F2Represents the weighted average sales price for the price increments ranging from $6.35 to $6.40. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.