SEC Form 4 · accession 0001225208-18-006004
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vanessa Ames Wittman
Director
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2018 | M | 49,059 | $3.515 | A | 75,233 | D | |
| Common Stock | Mar 9, 2018 | M | 46,226 | $3.155 | A | 121,459 | D | |
| Common Stock | Mar 9, 2018 | M | 34,905 | $2.275 | A | 156,364 | D | |
| Common StockF1 | Mar 9, 2018 | F | 60,719 | $6.55 | D | 95,645 | D | |
| Common Stock | Mar 9, 2018 | S | 69,471 | $6.53 | D | 26,174 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.155 | Mar 9, 2018 | M | 46,226 | D | May 20, 2015 | May 20, 2024 | Common Stock | 46,226 | 15,408 | D |
| Stock Option (Right to Buy) | $3.515 | Mar 9, 2018 | M | 49,059 | D | May 22, 2014 | May 22, 2023 | Common Stock | 49,059 | 0 | D |
| Stock Option (Right to Buy) | $2.275 | Mar 9, 2018 | M | 34,905 | D | May 26, 2012 | May 26, 2021 | Common Stock | 34,905 | 0 | D |
Explanation of responses
- F1Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.