SEC Form 4 · accession 0001225208-17-018211
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eddy W Hartenstein
Director
Period of report
Dec 4, 2017
Accepted (ET)
Dec 5, 2017 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2017 | M | 214,237 | $0.30 | A | 240,385 | D | |
| Common Stock | Dec 4, 2017 | M | 53,973 | $0.49 | A | 294,358 | D | |
| Common StockF1 | Dec 4, 2017 | F | 16,001 | $5.67 | D | 278,357 | D | |
| Common StockF2 | Dec 4, 2017 | S | 252,209 | $5.6606 | D | 26,148 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $0.49 | Dec 4, 2017 | M | 53,973 | D | May 27, 2010 | May 27, 2019 | Common Stock | 53,973 | 0 | D |
| Stock Option (Right to Buy) | $0.30 | Dec 4, 2017 | M | 214,237 | D | May 27, 2010 | May 27, 2019 | Common Stock | 214,237 | 0 | D |
Explanation of responses
- F1Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- F2Represents the weighted average sales price for the price increments ranging from $5.66 to $5.6650. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.