SEC Form 4 · accession 0001225208-17-014295
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer C Witz
Officer — EVP, Chief Marketing Officer
Period of report
Aug 21, 2017
Accepted (ET)
Aug 23, 2017 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 21, 2017 | A | 113,225 | $0.00 | A | 298,886 | D | |
| Common StockF2 | Aug 21, 2017 | F | 9,488 | $5.49 | D | 289,398 | D | |
| Common Stock | holding | — | — | — | 12,554 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $5.52 | Aug 21, 2017 | A | 563,875 | A | Aug 21, 2018 | Aug 21, 2027 | Common Stock | 563,875 | 563,875 | D |
Explanation of responses
- F1Restricted Stock Units will vest as follows: 37,742 - 8/21/18; 37,741 - 8/21/19 and 37,741 - 8/21/20.
- F2Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.
- F3Options will vest as follows: 187,959 - 8/21/18; 187,958 - 8/21/19 and 187,958 - 8/21/20.
Remarks
jwitz.txt