SEC Form 4 · accession 0001225208-17-014135
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eddy W Hartenstein
Director
Period of report
Aug 16, 2017
Accepted (ET)
Aug 17, 2017 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 16, 2017 | M | 400,237 | $0.09 | A | 426,335 | D | |
| Common StockF1 | Aug 16, 2017 | F | 6,444 | $5.59 | D | 419,891 | D | |
| Common StockF2 | Aug 16, 2017 | S | 393,793 | $5.5854 | D | 26,098 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $0.09 | Aug 16, 2017 | M | 400,237 | D | Dec 18, 2009 | Dec 18, 2018 | Common Stock | 400,237 | 0 | D |
Explanation of responses
- F1Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- F2Represents the weighted average sales price for the price increments ranging from $5.56 to $5.61. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.