SEC Form 4 · accession 0001225208-17-013970
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Zaslav
Director
Period of report
Aug 14, 2017
Accepted (ET)
Aug 14, 2017 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2017 | M | 49,059 | $3.515 | A | 62,433 | D | |
| Common Stock | Aug 14, 2017 | M | 23,113 | $3.155 | A | 85,546 | D | |
| Common Stock | Aug 14, 2017 | S | 28,589 | $5.62 | D | 56,957 | D | |
| Common StockF1 | Aug 14, 2017 | F | 43,583 | $5.63 | D | 13,374 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.155 | Aug 14, 2017 | M | 23,113 | D | May 20, 2015 | May 20, 2024 | Common Stock | 23,113 | 38,521 | D |
| Stock Option (Right to Buy) | $3.515 | Aug 14, 2017 | M | 49,059 | D | May 22, 2014 | May 22, 2023 | Common Stock | 49,059 | 0 | D |
Explanation of responses
- F1Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.