SEC Form 4 · accession 0001225208-17-013063
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas D Barry
Officer — Senior VP & Controller
Period of report
Jul 31, 2017
Accepted (ET)
Aug 1, 2017 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 31, 2017 | M | 325,740 | $3.61 | A | 583,626 | D | |
| Common Stock | Jul 31, 2017 | M | 200,000 | $2.48 | A | 783,626 | D | |
| Common Stock | Jul 31, 2017 | M | 170,165 | $3.3699 | A | 953,791 | D | |
| Common Stock | Jul 31, 2017 | S | 155,221 | $5.85 | D | 798,570 | D | |
| Common StockF1 | Jul 31, 2017 | F | 540,684 | $5.85 | D | 257,886 | D | |
| Common Stock | holding | — | — | — | 14,114 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.3699 | Jul 31, 2017 | M | 170,165 | D | Aug 5, 2015 | Aug 5, 2024 | Common Stock | 170,165 | 510,495 | D |
| Stock Option (Right to Buy) | $2.48 | Jul 31, 2017 | M | 200,000 | D | Aug 14, 2013 | Aug 14, 2022 | Common Stock | 200,000 | 0 | D |
| Stock Option (Right to Buy) | $3.61 | Jul 31, 2017 | M | 325,740 | D | Aug 19, 2014 | Aug 18, 2023 | Common Stock | 325,740 | 108,580 | D |
Explanation of responses
- F1Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.