SEC Form 4 · accession 0001225208-17-011118
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Holden
Director
Period of report
Jun 9, 2017
Accepted (ET)
Jun 12, 2017 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2017 | M | 45,962 | $2.85 | A | 216,235 | D | |
| Common Stock | Jun 9, 2017 | S | 21,477 | $5.34 | D | 194,758 | D | |
| Common StockF1 | Jun 9, 2017 | F | 24,485 | $5.35 | D | 170,273 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $2.85 | Jun 9, 2017 | M | 45,962 | D | Aug 15, 2008 | Aug 15, 2017 | Common Stock | 45,962 | 0 | D |
Explanation of responses
- F1Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- F2Stock options were set to expire on 8/15/17, ten years from date of grant.