SEC Form 4 · accession 0001225208-17-010207
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory B Maffei
Director
Period of report
May 19, 2017
Accepted (ET)
May 22, 2017 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 19, 2017 | A | 13,374 | $0.00 | A | 26,098 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.86 | May 19, 2017 | A | 36,600 | A | May 19, 2018 | May 19, 2027 | Common Stock | 36,600 | 36,600 | D |
Explanation of responses
- F1Restricted Stock Units will vest as follows: 4,458 - 5/19/18; 4,458 - 5/19/19 and 4,458 - 5/19/20.
- F2Options will vest as follows: 12,200 - 5/19/18; 12,200 - 5/19/19 and 12,200 - 5/19/20.