SEC Form 4 · accession 0001225208-17-005877
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vanessa Ames Wittman
Director
Period of report
Mar 7, 2017
Accepted (ET)
Mar 8, 2017 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2017 | M | 76,795 | $1.91 | A | 89,519 | D | |
| Common Stock | Mar 7, 2017 | M | 25,000 | $2.275 | A | 114,519 | D | |
| Common StockF1 | Mar 7, 2017 | F | 39,758 | $5.12 | D | 74,761 | D | |
| Common Stock | Mar 7, 2017 | S | 62,037 | $5.111 | D | 12,724 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.91 | Mar 7, 2017 | M | 76,795 | D | May 23, 2013 | May 23, 2022 | Common Stock | 76,795 | 0 | D |
| Stock Option (Right to Buy) | $2.275 | Mar 7, 2017 | M | 25,000 | D | May 26, 2012 | May 26, 2021 | Common Stock | 25,000 | 34,905 | D |
Explanation of responses
- F1Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.