SEC Form 4 · accession 0001225208-17-005052
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eddy W Hartenstein
Director
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2017 | M | 46,000 | $2.44 | A | 58,724 | D | |
| Common StockF1 | Feb 27, 2017 | F | 21,837 | $5.14 | D | 36,887 | D | |
| Common StockF2 | Feb 27, 2017 | S | 24,163 | $5.1313 | D | 12,724 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $2.44 | Feb 27, 2017 | M | 46,000 | D | Aug 10, 2008 | Aug 10, 2017 | Common Stock | 46,000 | 0 | D |
Explanation of responses
- F1Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- F2Represents the weighted average sales price for the price increments ranging from $5.13 to $5.1325. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.