SEC Form 4 · accession 0001225208-17-003420
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Arthur Cady
Officer — EVP, Product and Operations
Period of report
Feb 14, 2017
Accepted (ET)
Feb 15, 2017 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2017 | M | 707,390 | $3.55 | A | 1,172,739 | D | |
| Common Stock | Feb 14, 2017 | M | 179,130 | $3.3699 | A | 1,351,869 | D | |
| Common Stock | Feb 14, 2017 | S | 113,952 | $4.76 | D | 1,237,917 | D | |
| Common StockF1 | Feb 14, 2017 | F | 772,568 | $4.77 | D | 465,349 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.55 | Feb 14, 2017 | M | 707,390 | D | Feb 3, 2015 | Feb 3, 2024 | Common Stock | 707,390 | 235,796 | D |
| Stock Option (Right to Buy) | $3.3699 | Feb 14, 2017 | M | 179,130 | D | Aug 5, 2015 | Aug 5, 2024 | Common Stock | 179,130 | 179,130 | D |
Explanation of responses
- F1Represents the exercise price of the stock options referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.