SEC Form 4 · accession 0001225208-17-002451
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine Kohler Thomson
Officer — EVP, Chief Marketing Officer
Period of report
Feb 2, 2017
Accepted (ET)
Feb 6, 2017 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2017 | A | 105,263 | $0.00 | A | 536,210 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.75 | Feb 2, 2017 | A | 527,044 | A | Feb 2, 2018 | Feb 2, 2027 | Common Stock | 527,044 | 527,044 | D |
Explanation of responses
- F1Restricted Stock Units will vest as follows: 35,088 - 2/2/2018; 35,088 - 2/2/2019 and 35,087 - 2/2/2020.
- F2Options will vest as follows: 175,682 - 2/2/2018; 175,681 - 2/2/2019 and 175,681 - 2/2/2020.