SEC Form 4 · accession 0001225208-16-042508
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Mooney
Director
Period of report
Dec 28, 2012
Accepted (ET)
Dec 1, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 28, 2012 | A | 1,678 | $0.00 | A | 93,748 | D | |
| Common StockF2 | Nov 30, 2016 | A | 226 | $0.00 | A | 106,698 | D | |
| Common Stock | holding | — | — | — | 9,100 | I | By Custodian For Child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 28, 2012, Sirius XM Radio Inc. ("Sirius") paid a special cash dividend of $0.05 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius' common stock on the record date, December 18, 2012. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by Mr. Mooney, Mr. Mooney received an additional 1,678 restricted stock units as a result of the payment of this special cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.
- F2On November 30, 2016, Sirius XM Holdings Inc. ("Sirius Holdings") paid a cash dividend of $0.01 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius Holdings' common stock on the record date, November 9, 2016. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by Mr. Mooney, Mr. Mooney received an additional 226 restricted stock units as a result of the payment of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.