SEC Form 4 · accession 0001225208-16-042236
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick L Donnelly
Officer — EVP, General Counsel & Sec.
Period of report
Nov 22, 2016
Accepted (ET)
Nov 25, 2016 · 2:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 22, 2016 | A | 325,380 | $0.00 | A | 890,471 | D | |
| Common Stock | holding | — | — | — | 18,194 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.61 | Nov 22, 2016 | A | 1,807,549 | A | Nov 22, 2017 | Nov 22, 2026 | Common Stock | 1,807,549 | 1,807,549 | D |
Explanation of responses
- F1Restricted Stock Units will vest as follows: 108,460 - 11/22/2017; 108,460 - 11/22/2018 and 108,460 - 11/22/2019.
- F2Shares will vest as follows: 602,517 - 11/22/2017; 602,516 - 11/22/2018 and 602,516 - 11/22/2019.