SEC Form 4 · accession 0001225208-16-041795
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joan Lordi Amble
Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | M | 50,000 | $0.09 | A | 62,724 | D | |
| Common StockF1 | Nov 14, 2016 | F | 1,023 | $4.40 | D | 61,701 | D | |
| Common Stock | Nov 14, 2016 | S | 48,977 | $4.40 | D | 12,724 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $0.09 | Nov 14, 2016 | M | 50,000 | D | Dec 18, 2009 | Dec 18, 2018 | Common Stock | 50,000 | 350,000 | D |
Explanation of responses
- F1Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.