SEC Form 4 · accession 0001225208-16-037658
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas D Barry
Officer — Senior VP & Controller
Period of report
Aug 5, 2016
Accepted (ET)
Aug 9, 2016 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 5, 2016 | A | 119,415 | $0.00 | A | 279,985 | D | |
| Common StockF2 | Aug 5, 2016 | F | 17,265 | $4.23 | D | 262,720 | D | |
| Common Stock | holding | — | — | — | 13,997 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $4.24 | Aug 5, 2016 | A | 682,965 | A | Aug 5, 2017 | Aug 5, 2026 | Common Stock | 682,965 | 682,965 | D |
Explanation of responses
- F1Restricted Stock Units will vest as follows: 39,805 - 8/5/17; 39,805 - 8/5/18 and 39,805 - 8/5/19.
- F2Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.
- F3Options will vest as follows: 227,655 - 8/5/17; 227,655 - 8/5/18 and 227,655 - 8/5/19.