SEC Form 4 · accession 0001225208-16-037100
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick L Donnelly
Officer — EVP, General Counsel & Sec.
Period of report
Jul 28, 2016
Accepted (ET)
Jul 28, 2016 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 28, 2016 | M | 1,450,000 | $2.67 | A | 1,720,270 | D | |
| Common Stock | Jul 28, 2016 | M | 256,000 | $3.65 | A | 1,976,270 | D | |
| Common StockF1 | Jul 28, 2016 | F | 1,411,179 | $4.38 | D | 565,091 | D | |
| Common Stock | holding | — | — | — | 18,217 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.65 | Jul 28, 2016 | M | 256,000 | D | Feb 1, 2008 | Feb 1, 2017 | Common Stock | 256,000 | 0 | D |
| Stock Option (Right to Buy) | $2.67 | Jul 28, 2016 | M | 1,450,000 | D | May 17, 2008 | May 17, 2017 | Common Stock | 1,450,000 | 0 | D |
Explanation of responses
- F1Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.