SEC Form 4 · accession 0001225208-16-034046
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Andrew Greenstein
Officer — Pres. & Chief Content Officer
Period of report
May 24, 2016
Accepted (ET)
May 26, 2016 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 24, 2016 | A | 1,452,020 | $3.96 | A | 1,718,332 | D | |
| Common Stock | holding | — | — | — | 72,728 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $3.96 | May 24, 2016 | A | 10,805,602 | A | May 24, 2017 | May 24, 2026 | Common Stock | 10,805,602 | 10,805,602 | D |
Explanation of responses
- F1Restricted Stock Units vest as follows: 484,007 - 5/24/17; 484,007 - 5/24/18 and 484,006 - 5/24/19.
- F2Options vest as follows: 3,601,868 - 5/24/17; 3,601,867 - 5/24/18 and 3,601,867 - 5/24/19.