SEC Form 4 · accession 0001225208-16-034045
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Mooney
Director
Period of report
May 24, 2016
Accepted (ET)
May 26, 2016 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 24, 2016 | M | 11,326 | $3.85 | A | 109,806 | D | |
| Common Stock | May 24, 2016 | S | 173 | $3.91 | D | 109,633 | D | |
| Common StockF1 | May 24, 2016 | F | 11,153 | $3.91 | D | 98,480 | D | |
| Common Stock | May 25, 2016 | A | 6,314 | $3.96 | A | 104,794 | D | |
| Common Stock | holding | — | — | — | 9,100 | I | By Custodian For Child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $3.85 | May 24, 2016 | M | 11,326 | D | May 24, 2007 | May 24, 2016 | Common Stock | 11,326 | 0 | D |
| Stock Option (Right to Buy)F3 | $3.96 | May 25, 2016 | A | 79,500 | A | May 25, 2017 | May 25, 2026 | Common Stock | 79,500 | 79,500 | D |
Explanation of responses
- F1Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- F2Options were expiring on 5/24/16.
- F3Options will vest as follows: 19,875 - 5/25/17; 19,875 - 5/25/18; 19,875 - 5/25/19 and 19,875 - 5/25/20.