SEC Form 4 · accession 0001225208-16-033687
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Holden
Director
Period of report
May 19, 2016
Accepted (ET)
May 20, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2016 | M | 11,326 | $3.85 | A | 158,408 | D | |
| Common Stock | May 19, 2016 | S | 145 | $3.90 | D | 158,263 | D | |
| Common StockF1 | May 19, 2016 | F | 11,181 | $3.90 | D | 147,082 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $3.85 | May 19, 2016 | M | 11,326 | D | May 24, 2007 | May 24, 2016 | Common Stock | 11,326 | 0 | D |
Explanation of responses
- F1Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- F2Options were expiring on May 24, 2016.