SEC Form 4 · accession 0001225208-16-028285
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Arthur Cady
Officer — EVP, Product and Operations
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2016 | A | 277,008 | $3.61 | A | 438,153 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.61 | Feb 23, 2016 | A | 4,132,858 | A | Feb 23, 2017 | Feb 23, 2026 | Common Stock | 4,132,858 | 4,132,858 | D |
Explanation of responses
- F1Options vest as follows: 1,377,620 - 2/23/2017; 1,377,619 - 2/23/2018 and 1,377,619 - 2/23/2019.