SEC Form 4 · accession 0001225208-15-019930
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas D Barry
Officer — Senior VP & Controller
Period of report
Oct 27, 2015
Accepted (ET)
Oct 27, 2015 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 27, 2015 | M | 200,000 | $2.48 | A | 381,498 | D | |
| Common Stock | Oct 27, 2015 | M | 187,500 | $1.64 | A | 568,998 | D | |
| Common Stock | Oct 27, 2015 | S | 127,318 | $4.08 | D | 441,680 | D | |
| Common StockF1 | Oct 27, 2015 | F | 281,110 | $4.08 | D | 160,570 | D | |
| Common Stock | holding | — | — | — | 14,030 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $2.48 | Oct 27, 2015 | M | 200,000 | D | Aug 14, 2013 | Aug 14, 2022 | Common Stock | 200,000 | 200,000 | D |
| Stock Option (Right to Buy) | $1.64 | Oct 27, 2015 | M | 187,500 | D | Aug 23, 2012 | Aug 23, 2021 | Common Stock | 187,500 | 0 | D |
Explanation of responses
- F1Represents the exercise price of the stock options referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.