SEC Form 4 · accession 0001225208-15-017074
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Meyer
Officer — Chief Executive Officer · Director
Period of report
Aug 14, 2015
Accepted (ET)
Aug 17, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2015 | M | 6,296,246 | $0.5252 | A | 10,648,333 | D | |
| Common StockF1 | Aug 14, 2015 | S | 2,646,889 | $3.948 | D | 8,001,444 | D | |
| Common StockF2 | Aug 14, 2015 | F | 3,649,357 | $3.98 | D | 4,352,087 | D | |
| Common Stock | holding | — | — | — | 5,355 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $0.5252 | Aug 14, 2015 | M | 6,296,246 | D | Oct 14, 2010 | Oct 14, 2019 | Common Stock | 6,296,246 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price for the price increments ranging from $3.91 to $4.0050. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.