SEC Form 4 · accession 0001225208-15-016596
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas D Barry
Officer — Senior VP & Controller
Period of report
Aug 5, 2015
Accepted (ET)
Aug 7, 2015 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2015 | A | 76,540 | $3.92 | A | 193,775 | D | |
| Common StockF1 | Aug 5, 2015 | F | 6,515 | $3.95 | D | 187,260 | D | |
| Common Stock | holding | — | — | — | 14,030 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $3.92 | Aug 5, 2015 | A | 920,540 | A | Aug 5, 2016 | Aug 5, 2025 | Common Stock | 920,540 | 920,540 | D |
Explanation of responses
- F1Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.
- F2Options vest as follows: 230,135 - 8/5/16; 230,135 - 8/5/17; 230,135 - 8/5/18 and 230,135 - 8/5/19.