SEC Form 4 · accession 0001225208-15-016210
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine Kohler Thomson
Officer — EVP, Chief Marketing Officer
Period of report
Jul 29, 2015
Accepted (ET)
Jul 31, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 29, 2015 | A | 94,937 | $3.95 | A | 480,556 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.95 | Jul 29, 2015 | A | 1,396,967 | A | Jul 29, 2016 | Jul 29, 2025 | Common Stock | 1,396,967 | 1,396,967 | D |
Explanation of responses
- F1Options vest as follows: 465,656 - 7/29/16; 465,656 - 7/29/17 and 465,655 - 7/29/18.