SEC Form 4 · accession 0001225208-15-012573
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D Carleton
Director
Period of report
May 20, 2015
Accepted (ET)
May 21, 2015 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 20, 2015 | A | 6,410 | $3.90 | A | 6,410 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.90 | May 20, 2015 | A | 76,100 | A | May 20, 2016 | May 20, 2025 | Common Stock | 76,100 | 76,100 | D |
Explanation of responses
- F1Options will vest as follows: 19,025 - 5/20/16, 19,025 - 5/20/17, 19,025 - 5/20/18 and 19,025 - 5/20/19