SEC Form 4 · accession 0001225208-15-012093
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joan Lordi Amble
Director
Period of report
May 13, 2015
Accepted (ET)
May 14, 2015 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2015 | M | 46,000 | $3.41 | A | 46,000 | D | |
| Common Stock | May 13, 2015 | M | 46,000 | $2.44 | A | 92,000 | D | |
| Common Stock | May 13, 2015 | S | 22,284 | $3.85 | D | 69,716 | D | |
| Common StockF1 | May 13, 2015 | F | 69,716 | $3.86 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $2.44 | May 13, 2015 | M | 46,000 | D | Aug 10, 2008 | Aug 10, 2017 | Common Stock | 46,000 | 0 | D |
| Stock Option (Right to Buy) | $3.41 | May 13, 2015 | M | 46,000 | D | Dec 15, 2007 | Dec 15, 2016 | Common Stock | 46,000 | 0 | D |
Explanation of responses
- F1Represents the exercise price of the stock options referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.