SEC Form 4 · accession 0001181431-15-004268
NB&T FINANCIAL GROUP INC · NBTF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy L Smith
Director
Period of report
Mar 6, 2015
Accepted (ET)
Mar 6, 2015 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 6, 2015 | D | 3,486 | $0.00 | D | 0 | I | By Spouse |
| Common SharesF1 | Mar 6, 2015 | D | 68,587 | $0.00 | D | 0 | D | |
| Common SharesF1 | Mar 6, 2015 | D | 25,000 | $0.00 | D | 0 | I | By Trust for Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F2 | $21.10 | Mar 6, 2015 | D | 1,000 | D | Apr 26, 2007 | Apr 26, 2016 | Common Shares | 1,000 | 0 | D |
| Director Stock Option (Right to Buy)F2 | $21.50 | Mar 6, 2015 | D | 1,000 | D | Apr 24, 2008 | Apr 24, 2017 | Common Shares | 1,000 | 0 | D |
| Director Stock Option (Right to Buy)F2 | $18.63 | Mar 6, 2015 | D | 1,000 | D | Apr 23, 2009 | Apr 23, 2018 | Common Shares | 1,000 | 0 | D |
| Director Stock Option (Right to Buy)F2 | $15.00 | Mar 6, 2015 | D | 1,000 | D | Apr 29, 2010 | Apr 29, 2019 | Common Shares | 1,000 | 0 | D |
| Director Stock Option (Right to Buy)F2 | $18.22 | Mar 6, 2015 | D | 1,000 | D | Apr 28, 2011 | Apr 28, 2020 | Common Shares | 1,000 | 0 | D |
| Director Stock Option (Right to Buy)F2 | $21.12 | Mar 6, 2015 | D | 1,000 | D | Apr 27, 2012 | Apr 27, 2021 | Common Shares | 1,000 | 0 | D |
| Director Stock Option (Right to Buy)F2 | $19.22 | Mar 6, 2015 | D | 1,000 | D | Apr 25, 2013 | Apr 25, 2022 | Common Shares | 1,000 | 0 | D |
| Director Stock Option (Right to Buy)F2 | $19.30 | Mar 6, 2015 | D | 1,000 | D | Apr 24, 2014 | Apr 24, 2023 | Common Shares | 1,000 | 0 | D |
| Director Stock Option (Right to Buy)F2 | $18.88 | Mar 6, 2015 | D | 1,000 | D | Apr 23, 2015 | Apr 23, 2024 | Common Shares | 1,000 | 0 | D |
Explanation of responses
- F1Disposed of pursuant to merger agreement between issuer and Peoples Bancorp in exchange for $7.75 cash plus .9319 share of Peoples common stock for each share of issuer stock
- F2This option was cancelled in the merger in exchange for a cash payment for the difference between $31.00 per share and the exercise price of the option.