SEC Form 4 · accession 0001181431-15-004266
NB&T FINANCIAL GROUP INC · NBTF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig F Fortin
Officer — SVP & CFO
Period of report
Jan 26, 2015
Accepted (ET)
Mar 6, 2015 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Mar 6, 2015 | D | 2,546 | $0.00 | D | 0 | I | By ESOP |
| Common SharesF1 | Jan 26, 2015 | L | 35 | $30.30 | A | 16,420 | D | |
| Common SharesF2 | Mar 6, 2015 | D | 16,420 | $0.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2005 NQ Stock Option (Right to Buy)F3 | $23.00 | Mar 6, 2015 | D | 5,500 | D | May 17, 2005 | May 17, 2015 | Common Shares | 5,500 | 0 | D |
| Incentive Stock Option (Right to Buy)F3 | $20.50 | Mar 6, 2015 | D | 5,500 | D | Oct 17, 2007 | Oct 17, 2016 | Common Shares | 5,500 | 0 | D |
| Incentive Stock Option (Right to Buy)F3 | $19.00 | Mar 6, 2015 | D | 500 | D | Apr 25, 2009 | Apr 25, 2018 | Common Shares | 500 | 0 | D |
| Incentive Stock Option (Right to Buy)F3 | $21.12 | Mar 6, 2015 | D | 5,700 | D | Apr 27, 2012 | Apr 27, 2021 | Common Shares | 5,700 | 0 | D |
| Incentive Stock Option (Right to Buy)F3 | $19.30 | Mar 6, 2015 | D | 5,000 | D | Apr 24, 2014 | Apr 24, 2023 | Common Shares | 5,000 | 0 | D |
Explanation of responses
- F1IRA automatic reinvestment of dividend
- F2Disposed of pursuant to merger agreement between issuer and Peoples Bancorp in exchange for $7.75 cash plus .9319 share of Peoples common stock for each share of issuer stock
- F3This option was cancelled in the merger in exchange for a cash payment for the difference between $31.00 per share and the exercise price of the option.