SEC Form 4 · accession 0001179110-18-011009
WINMARK CORP · WINA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leah A Goff
Officer — VP of Human Resources
Period of report
Aug 30, 2018
Accepted (ET)
Aug 30, 2018 · 11:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908315
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 30, 2018 | M | 750 | $59.77 | A | 9,250 | D | |
| Common Stock | Aug 30, 2018 | M | 1,250 | $66.29 | A | 10,500 | D | |
| Common StockF2 | Aug 30, 2018 | S | 1,250 | $149.22 | D | 9,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $59.77 | Aug 30, 2018 | M | 750 | D | Jun 1, 2014 | Jun 1, 2023 | Common Stock | 750 | 0 | D |
| Employee Stock Option (right to buy)F1 | $66.29 | Aug 30, 2018 | M | 1,250 | D | Jun 1, 2015 | Jun 1, 2024 | Common Stock | 1,250 | 0 | D |
| Employee Stock Option (right to buy)F1 | $82.72 | holding | — | — | — | Dec 16, 2014 | Dec 16, 2023 | Common Stock | 1,250 | 1,250 | D |
| Employee Stock Option (right to buy)F1 | $80.32 | holding | — | — | — | Dec 15, 2015 | Dec 15, 2024 | Common Stock | 1,250 | 1,250 | D |
| Employee Stock Option (right to buy)F1 | $91.93 | holding | — | — | — | Jun 1, 2016 | Jun 1, 2025 | Common Stock | 1,000 | 1,000 | D |
| Employee Stock Option (right to buy)F1 | $90.99 | holding | — | — | — | Dec 14, 2016 | Dec 14, 2025 | Common Stock | 1,000 | 1,000 | D |
| Employee Stock Option (right to buy)F1 | $98.25 | holding | — | — | — | Jun 1, 2017 | Jun 1, 2026 | Common Stock | 1,000 | 1,000 | D |
| Employee Stock Option (right to buy)F1 | $125.50 | holding | — | — | — | Dec 12, 2017 | Dec 12, 2026 | Common Stock | 1,000 | 1,000 | D |
| Employee Stock Option (right to buy)F1 | $122.50 | holding | — | — | — | Jun 1, 2018 | Jun 1, 2027 | Common Stock | 1,000 | 1,000 | D |
| Employee Stock Option (right to buy)F1 | $134.25 | holding | — | — | — | Dec 11, 2018 | Dec 11, 2027 | Common Stock | 1,000 | 1,000 | D |
| Employee Stock Option (right to buy)F1 | $143.20 | holding | — | — | — | Jun 1, 2019 | Jun 1, 2028 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F125% per year for four years
- F21,250 shares sold at an average price of $149.22, with a range of $149.00 to $149.50, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.