SEC Form 4 · accession 0001179110-17-014424
WINMARK CORP · WINA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leah A Goff
Officer — VP of Human Resources
Period of report
Nov 20, 2017
Accepted (ET)
Nov 21, 2017 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908315
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2017 | M | 1,250 | $51.17 | A | 8,780 | D | |
| Common StockF2 | Nov 20, 2017 | S | 970 | $128.70 | D | 7,810 | D | |
| Common Stock | Nov 21, 2017 | M | 1,250 | $55.72 | A | 9,060 | D | |
| Common Stock | Nov 21, 2017 | M | 500 | $59.77 | A | 9,560 | D | |
| Common StockF3 | Nov 21, 2017 | S | 1,060 | $128.00 | D | 8,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $51.17 | Nov 20, 2017 | M | 1,250 | D | Jun 1, 2013 | Jun 1, 2022 | Common Stock | 1,250 | 0 | D |
| Employee Stock Option (right to buy)F1 | $55.72 | Nov 21, 2017 | M | 1,250 | D | Dec 13, 2013 | Dec 13, 2022 | Common Stock | 1,250 | 0 | D |
| Employee Stock Option (right to buy)F1 | $59.77 | Nov 21, 2017 | M | 500 | D | Jun 1, 2014 | Jun 1, 2023 | Common Stock | 1,250 | 750 | D |
| Employee Stock Option (right to buy)F1 | $82.72 | holding | — | — | — | Dec 16, 2014 | Dec 16, 2023 | Common Stock | 1,250 | 1,250 | D |
| Employee Stock Option (right to buy)F1 | $66.29 | holding | — | — | — | Jun 1, 2015 | Jun 1, 2024 | Common Stock | 1,250 | 1,250 | D |
| Employee Stock Option (right to buy)F1 | $80.32 | holding | — | — | — | Dec 15, 2015 | Dec 15, 2024 | Common Stock | 1,250 | 1,250 | D |
| Employee Stock Option (right to buy)F1 | $91.93 | holding | — | — | — | Jun 1, 2016 | Jun 1, 2025 | Common Stock | 1,000 | 1,000 | D |
| Employee Stock Option (right to buy)F1 | $90.99 | holding | — | — | — | Dec 14, 2016 | Dec 14, 2025 | Common Stock | 1,000 | 1,000 | D |
| Employee Stock Option (right to buy)F1 | $98.25 | holding | — | — | — | Jun 1, 2017 | Jun 1, 2026 | Common Stock | 1,000 | 1,000 | D |
| Employee Stock Option (right to buy)F1 | $125.50 | holding | — | — | — | Dec 12, 2017 | Dec 12, 2026 | Common Stock | 1,000 | 1,000 | D |
| Employee Stock Option (right to buy)F1 | $122.50 | holding | — | — | — | Jun 1, 2018 | Jun 1, 2027 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F125% per year for four years
- F2970 shares sold at an average price of $128.70, with a range of $128.60 to $128.95, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
- F31,060 shares sold at a price of $128.00 to cover payment of exercise price of and taxes due on option exercises included on this Form 4.