SEC Form 4 · accession 0001179110-16-032805
WINMARK CORP · WINA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence A Barbetta
Director
Period of report
Dec 12, 2016
Accepted (ET)
Dec 12, 2016 · 3:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908315
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Director Stock Option (right to buy)F1 | $125.50 | Dec 12, 2016 | A | 800 | A | Dec 12, 2017 | Dec 12, 2026 | Common Stock | 800 | 800 | D |
| Non-Employee Director Stock Option (right to buy)F1 | $57.34 | holding | — | — | — | Apr 30, 2013 | Apr 30, 2022 | Common Stock | 25,000 | 25,000 | D |
| Non-Employee Director Stock Option (right to buy)F1 | $51.17 | holding | — | — | — | Jun 1, 2013 | Jun 1, 2022 | Common Stock | 1,000 | 1,000 | D |
| Non-Employee Director Stock Option (right to buy)F1 | $55.72 | holding | — | — | — | Dec 13, 2013 | Dec 13, 2022 | Common Stock | 1,000 | 1,000 | D |
| Non-Employee Director Stock Option (right to buy)F1 | $59.77 | holding | — | — | — | Jun 1, 2014 | Jun 1, 2023 | Common Stock | 1,000 | 1,000 | D |
| Non-Employee Director Stock Option (right to buy)F1 | $82.72 | holding | — | — | — | Dec 16, 2014 | Dec 16, 2023 | Common Stock | 1,000 | 1,000 | D |
| Non-Employee Director Stock Option(right to buy)F1 | $66.29 | holding | — | — | — | Jun 1, 2015 | Jun 1, 2024 | Common Stock | 1,000 | 1,000 | D |
| Non-Employee Director Stock OptionF1 | $80.32 | holding | — | — | — | Dec 15, 2015 | Dec 15, 2024 | Common Stock | 1,000 | 1,000 | D |
| Non-Employee Stock Option (right to buy)F1 | $91.93 | holding | — | — | — | Jun 1, 2016 | Jun 1, 2025 | Common Stock | 800 | 800 | D |
| Non-Employee Director Stock Option (right to buy)F1 | $90.99 | holding | — | — | — | Dec 14, 2016 | Dec 14, 2025 | Common Stock | 800 | 800 | D |
| Non-Employee Director Stock Option (right to buy)F1 | $98.25 | holding | — | — | — | Jun 1, 2017 | Jun 1, 2026 | Common Stock | 800 | 800 | D |
Explanation of responses
- F125% per year for four years.