SEC Form 4 · accession 0001179110-16-031143
WINMARK CORP · WINA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leah A Goff
Officer — VP of Human Resources
Period of report
Nov 3, 2016
Accepted (ET)
Nov 3, 2016 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908315
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2016 | M | 1,250 | $31.19 | A | 6,900 | D | |
| Common Stock | Nov 3, 2016 | M | 1,250 | $32.92 | A | 8,150 | D | |
| Common Stock | Nov 3, 2016 | M | 1,250 | $37.76 | A | 9,400 | D | |
| Common Stock | Nov 3, 2016 | M | 1,250 | $53.34 | A | 10,650 | D | |
| Common StockF2 | Nov 3, 2016 | S | 3,120 | $104.22 | D | 7,530 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $31.19 | Nov 3, 2016 | M | 1,250 | D | Jun 1, 2011 | Jun 1, 2020 | Common Stock | 1,250 | 0 | D |
| Employee Stock Option (right to buy)F1 | $32.92 | Nov 3, 2016 | M | 1,250 | D | Dec 14, 2011 | Dec 14, 2020 | Common Stock | 1,250 | 0 | D |
| Employee Stock Option (right to buy)F1 | $37.76 | Nov 3, 2016 | M | 1,250 | D | Jun 1, 2012 | Jun 1, 2021 | Common Stock | 1,250 | 0 | D |
| Employee Stock Option (right to buy)F1 | $53.34 | Nov 3, 2016 | M | 1,250 | D | Dec 8, 2012 | Dec 8, 2021 | Common Stock | 1,250 | 0 | D |
| Employee Stock Option (right to buy)F1 | $51.17 | holding | — | — | — | Jun 1, 2013 | Jun 1, 2022 | Common Stock | 1,250 | 1,250 | D |
| Employee Stock Option (right to buy)F1 | $55.72 | holding | — | — | — | Dec 13, 2013 | Dec 13, 2022 | Common Stock | 1,250 | 1,250 | D |
| Employee Stock Option (right to buy)F1 | $59.77 | holding | — | — | — | Jun 1, 2014 | Jun 1, 2023 | Common Stock | 1,250 | 1,250 | D |
| Employee Stock Option (right to buy)F1 | $82.72 | holding | — | — | — | Dec 16, 2014 | Dec 16, 2023 | Common Stock | 1,250 | 1,250 | D |
| Employee Stock Option (right to buy)F1 | $66.29 | holding | — | — | — | Jun 1, 2015 | Jun 1, 2024 | Common Stock | 1,250 | 1,250 | D |
| Employee Stock Option (right to buy)F1 | $80.32 | holding | — | — | — | Dec 15, 2015 | Dec 15, 2024 | Common Stock | 1,250 | 1,250 | D |
| Employee Stock Option (right to buy)F1 | $91.93 | holding | — | — | — | Jun 1, 2016 | Jun 1, 2025 | Common Stock | 1,000 | 1,000 | D |
| Employee Stock Option (right to buy)F1 | $90.99 | holding | — | — | — | Dec 14, 2016 | Dec 14, 2025 | Common Stock | 1,000 | 1,000 | D |
| Employee Stock Option (right to buy)F1 | $98.25 | holding | — | — | — | Jun 1, 2017 | Jun 1, 2026 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F125% per year for four years
- F23,120 shares sold at an average price of $104.22, with a range of $104.00 to $104.75, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.