SEC Form 4 · accession 0001225208-19-002295
BORGWARNER INC · BWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brady D Ericson
Officer — Executive Vice President
Period of report
Feb 8, 2019
Accepted (ET)
Feb 12, 2019 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 8, 2019 | A | 10,345 | $0.00 | A | 45,214 | D | |
| Common StockF2 | holding | — | — | — | 27,304 | I | By 401k | |
| Common Stock | holding | — | — | — | 30 | I | By daughter | |
| Common Stock | holding | — | — | — | 30 | I | By Son 1 | |
| Common Stock | holding | — | — | — | 30 | I | By Son 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each performance share represented a contingent right to receive one share of BorgWarner common stock based upon the achievement of specified performance criteria related to relative revenue growth.
- F2From 1/1/17 to 12/31/17, the reporting person acqired 525.052 shares in the 401K plan. Column 5 includes the reporting person's total stock holdings in the 401K plan as of the date of this report.