SEC Form 4 · accession 0001225208-16-037979
BORGWARNER INC · BWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brady D Ericson
Officer — Vice President
Period of report
Aug 12, 2016
Accepted (ET)
Aug 16, 2016 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 12, 2016 | S | 11,282 | $33.8016 | D | 42,634 | D | |
| Common StockF2 | Aug 15, 2016 | I | 20,751 | $34.30 | A | 26,586 | I | By 401k |
| Common Stock | holding | — | — | — | 30 | I | By daughter | |
| Common Stock | holding | — | — | — | 30 | I | By Son 1 | |
| Common Stock | holding | — | — | — | 30 | I | By Son 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions from $33.68 to $33.95, inclusive. The reporting person undertakes to provide BorgWarner, any security holder of BorgWarner, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in Footnote 1 of this Form 4.
- F2Includes 381.28 shares acquired under BorgWarner's 401(k) plan since the date of the reporting person's Form 4 dated February 9, 2016.