SEC Form 5 · accession 0001021564-15-000001
FX ENERGY INC · FXEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clay Newton
Officer — Vice President
Period of report
Dec 31, 2014
Accepted (ET)
Feb 4, 2015 · 9:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907649
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 4, 2014 | G | 3,000 | $0.00 | D | 141,653 | D | |
| Preferred Stock | holding | — | — | — | 400 | D | ||
| Common Stock | holding | — | — | — | 89,247 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 17,000 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 6,238 restricted shares that vest on November 15, 2015, 12,482 restricted shares that vest in two equal annual installments beginning November 15,2015, and 18,690 restricted shares that vest in three equal annual installments beginning November 20, 2015.