SEC Form 4/A · accession 0000908662-16-000409
DYAX CORP · DYAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Andrew D. Ashe
Officer — General Counsel & EVP
Period of report
Jan 14, 2016
Accepted (ET)
Jan 21, 2016 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907562
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $1.48 | Jan 14, 2016 | M | 38,750 | D | — | Feb 24, 2022 | Common Stock | 38,750 | 18,125 | D |
| Stock Option (right to buy)F3,F4 | $4.33 | Jan 14, 2016 | M | 51,563 | D | — | Apr 1, 2023 | Common Stock | 51,563 | 23,437 | D |
Explanation of responses
- F1The options become exercisable in forty-eight (48) substantially equal installments at the end of each monthly anniversary of the date of grant, February 24, 2012.
- F2This amendment corrects the date of grant in footnote 1 and the number of shares remaining in the option grant in box 9.
- F3The options become exercisable in forty-eight (48) substantially equal installments at the end of each monthly anniversary of the date of grant, April 1, 2013.
- F4This amendment corrects the date of grant in footnote 3.