SEC Form 4 · accession 0000908662-16-000404
DYAX CORP · DYAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
George V Migausky
Officer — EVP & Chief Financial Officer
Period of report
Jan 14, 2016
Accepted (ET)
Jan 19, 2016 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907562
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 14, 2016 | M | 42,734 | $2.39 | A | 405,698 | D | |
| Common Stock | Jan 14, 2016 | M | 87,729 | $3.22 | A | 493,427 | D | |
| Common Stock | Jan 14, 2016 | M | 50,007 | $3.00 | A | 543,434 | D | |
| Common Stock | Jan 14, 2016 | M | 91,042 | $1.48 | A | 634,476 | D | |
| Common Stock | Jan 14, 2016 | M | 39,999 | $2.06 | A | 674,475 | D | |
| Common Stock | Jan 14, 2016 | M | 15,000 | $10.20 | A | 689,475 | D | |
| Common Stock | Jan 14, 2016 | M | 62,500 | $15.23 | A | 751,975 | D | |
| Common StockF1 | holding | — | — | — | 15,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $2.39 | Jan 14, 2016 | M | 42,734 | D | — | Feb 11, 2019 | Common Stock | 42,734 | 0 | D |
| Stock Option (right to buy)F3 | $3.22 | Jan 14, 2016 | M | 87,729 | D | — | Feb 10, 2020 | Common Stock | 87,729 | 0 | D |
| Stock Option (right to buy)F4 | $3.00 | Jan 14, 2016 | M | 50,007 | D | — | Feb 7, 2023 | Common Stock | 50,007 | 37,916 | D |
| Stock Option (right to buy)F5 | $1.48 | Jan 14, 2016 | M | 91,042 | D | — | Feb 24, 2022 | Common Stock | 91,042 | 3,958 | D |
| Stock Option (right to buy)F6 | $2.06 | Jan 14, 2016 | M | 39,999 | D | — | Aug 6, 2018 | Common Stock | 39,999 | 0 | D |
| Stock Option (right to buy)F7 | $10.20 | Jan 14, 2016 | M | 15,000 | D | — | Feb 27, 2024 | Common Stock | 15,000 | 63,912 | D |
| Stock Option (right to buy)F8 | $15.23 | Jan 14, 2016 | M | 62,500 | D | — | Feb 18, 2025 | Common Stock | 62,500 | 228,388 | D |
Explanation of responses
- F1Shares are held in trusts, of which Mr. Migausky is the trustee, for the benefit of each of Mr. Migausky's children. Mr. Migausky disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F2The options became fully exercisable on February 11, 2013.
- F3The options became fully exercisable on February 10, 2014.
- F4The options become exercisable in 48 substantially equal installments at the end of each monthly anniversary of the date of grant, February 7, 2013.
- F5The options become exercisable in 48 substantially equal installments at the end of each monthly anniversary of the date of grant, February 24, 2012.
- F6The options became fully exercisable on June 20, 2014.
- F7The options become exercisable in 48 substantially equal installments at the end of each monthly anniversary of the date of grant, February 27, 2014.
- F8The options become exercisable in 48 substantially equal installments at the end of each monthly anniversary of the date of grant, February 18, 2015.