SEC Form 4 · accession 0000908662-16-000390
DYAX CORP · DYAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George V Migausky
Officer — EVP & Chief Financial Officer
Period of report
Jan 12, 2016
Accepted (ET)
Jan 14, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907562
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 12, 2016 | M | 142,239 | $1.91 | A | 362,964 | D | |
| Common StockF1 | holding | — | — | — | 15,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $1.91 | Jan 12, 2016 | M | 142,239 | D | — | Feb 9, 2021 | Common Stock | 142,239 | 0 | D |
Explanation of responses
- F1Shares are held in trusts, of which Mr. Migausky is the trustee, for the benefit of each of Mr. Migausky's children. Mr. Migausky disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F2The options became fully exercisable on February 9, 2015.