SEC Form 4 · accession 0001209191-16-126284
PATHWARD FINANCIAL, INC. · CASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Tyler Haahr
Officer — Chairman of the Board · Director
Period of report
Jun 3, 2016
Accepted (ET)
Jun 7, 2016 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 3, 2016 | A | 8,940 | $24.43 | A | 68,800 | D | |
| Common Stock | Jun 3, 2016 | D | 3,015 | $50.90 | D | 65,785 | D | |
| Common Stock | holding | — | — | — | 88,263 | I | By Trust | |
| Common Stock | holding | — | — | — | 324 | I | By Spouse | |
| Common Stock | holding | — | — | — | 17,684 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $24.43 | Jun 3, 2016 | M | 8,940 | D | Sep 29, 2006 | Sep 29, 2016 | Common Stock | 8,940 | 0 | D |
| Stock Option (Right to Buy) | $23.01 | holding | — | — | — | Sep 30, 2009 | Sep 30, 2019 | Common Stock | 8,449 | 8,449 | D |
| Stock Option (Right to Buy) | $31.79 | holding | — | — | — | Sep 30, 2010 | Sep 30, 2020 | Common Stock | 6,595 | 6,595 | D |
| Stock Option (Right to Buy) | $16.00 | holding | — | — | — | Sep 30, 2008 | Sep 30, 2018 | Common Stock | 15,766 | 15,766 | D |
| Stock Option (Right to Buy) | $39.84 | holding | — | — | — | Sep 28, 2007 | Sep 28, 2017 | Common Stock | 7,155 | 7,155 | D |