SEC Form 4 · accession 0001209191-15-075180
PATHWARD FINANCIAL, INC. · CASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Troy Moore III
Officer — EVP/Sales & Operations · Director
Period of report
Oct 12, 2015
Accepted (ET)
Oct 13, 2015 · 12:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 12, 2015 | A | 1,723 | $43.79 | A | 16,519 | D | |
| Common Stock | holding | — | — | — | 14,796 | D | ||
| Common Stock | holding | — | — | — | 10,540 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $31.79 | holding | — | — | — | Sep 30, 2010 | Sep 30, 2020 | Common Stock | 3,146 | 3,146 | D |
| Stock Option (Right to Buy) | $31.79 | holding | — | — | — | Sep 30, 2010 | Sep 30, 2020 | Common Stock | 1,190 | 1,190 | D |
| Stock Option (Right to Buy) | $23.01 | holding | — | — | — | Sep 30, 2009 | Sep 30, 2019 | Common Stock | 5,556 | 5,556 | D |
| Stock Option (Right to Buy) | $16.00 | holding | — | — | — | Sep 30, 2008 | Sep 30, 2018 | Common Stock | 6,250 | 6,250 | D |
| Stock Option (Right to Buy) | $39.84 | holding | — | — | — | Sep 28, 2007 | Sep 28, 2017 | Common Stock | 4,275 | 4,275 | D |
Explanation of responses
- F1Award pursuant to the Company's 2002 Omnibus Incentive Plan.