SEC Form 4 · accession 0001209191-15-068945
PATHWARD FINANCIAL, INC. · CASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley C Hanson
Officer — President of MetaBank · Director
Period of report
Sep 1, 2015
Accepted (ET)
Sep 2, 2015 · 1:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2015 | A | 324 | $18.87 | A | 33,939 | D | |
| Common Stock | Sep 1, 2015 | A | 1,198 | $20.415 | A | 35,137 | D | |
| Common Stock | Sep 1, 2015 | D | 2,398 | $42.15 | D | 32,739 | D | |
| Common Stock | Sep 1, 2015 | A | 3,613 | $18.87 | A | 36,352 | D | |
| Common Stock | Sep 1, 2015 | D | 13,189 | $42.15 | D | 23,163 | D | |
| Common Stock | Sep 1, 2015 | A | 18,802 | $20.415 | A | 41,965 | D | |
| Common Stock | holding | — | — | — | 3,520 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $20.415 | Sep 1, 2015 | M | 20,000 | D | Oct 24, 2005 | Oct 24, 2015 | Common Stock | 20,000 | 0 | D |
| Stock Option (Right to Buy) | $18.87 | Sep 1, 2015 | M | 3,937 | D | Sep 30, 2005 | Sep 30, 2015 | Common Stock | 3,937 | 0 | D |
| Stock Option (Right to Buy) | $31.79 | holding | — | — | — | Sep 30, 2010 | Sep 30, 2020 | Common Stock | 3,146 | 3,146 | D |
| Stock Option (Right to Buy) | $31.79 | holding | — | — | — | Sep 30, 2010 | Sep 30, 2020 | Common Stock | 2,816 | 2,816 | D |
| Stock Option (Right to Buy) | $23.01 | holding | — | — | — | Sep 30, 2009 | Sep 30, 2019 | Common Stock | 7,407 | 7,407 | D |
| Stock Option (Right to Buy) | $16.00 | holding | — | — | — | Sep 30, 2008 | Sep 30, 2018 | Common Stock | 13,514 | 13,514 | D |
| Stock Option (Right to Buy) | $39.84 | holding | — | — | — | Sep 28, 2007 | Sep 28, 2017 | Common Stock | 5,400 | 5,400 | D |
| Stock Option (Right to Buy) | $24.43 | holding | — | — | — | Sep 29, 2006 | Sep 29, 2016 | Common Stock | 20,000 | 20,000 | D |
| Stock Option (Right to Buy) | $24.43 | holding | — | — | — | Sep 29, 2006 | Sep 29, 2016 | Common Stock | 5,700 | 5,700 | D |