SEC Form 4 · accession 0001209191-15-065343
PATHWARD FINANCIAL, INC. · CASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Wayne /adv Butterfield
Officer — EVP/Chief Admin Officer
Period of report
Aug 10, 2015
Accepted (ET)
Aug 11, 2015 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2015 | A | 2,000 | $39.84 | A | 3,607 | D | |
| Common Stock | Aug 10, 2015 | A | 1,119 | $31.79 | A | 4,726 | D | |
| Common StockF1 | Aug 10, 2015 | S | 3,119 | $48.95 | D | 1,607 | D | |
| Common Stock | holding | — | — | — | 2,989 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $39.84 | Aug 10, 2015 | M | 2,000 | D | Sep 28, 2007 | Sep 28, 2017 | Common Stock | 2,000 | 0 | D |
| Stock Option (Right to Buy) | $31.79 | Aug 10, 2015 | M | 1,119 | D | Sep 30, 2010 | Sep 30, 2020 | Common Stock | 1,119 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.835 to $49.205, inclusive. The reporting person undertakes to provide to Meta Financial Group, Inc., any security holder of Meta Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.