SEC Form 4 · accession 0001181431-15-001879

PATHWARD FINANCIAL, INC. · CASH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman · Director

Period of report

Feb 3, 2015

Accepted (ET)

Feb 3, 2015 · 5:38 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000907471

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 3, 2015	A	550	$0.00	A	87,893	I	By Trust
Common Stock	holding	—	—		—	48,301	D
Common Stock	holding	—	—		—	324	I	By Spouse
Common Stock	holding	—	—		—	17,201	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)	$23.01	holding	—	—	—	Sep 30, 2009	Sep 30, 2019	Common Stock	8,449	8,449	D
Stock Option (Right to Buy)	$16.00	holding	—	—	—	Sep 30, 2008	Sep 30, 2018	Common Stock	15,766	15,766	D
Stock Option (Right to Buy)	$39.84	holding	—	—	—	Sep 28, 2007	Sep 28, 2017	Common Stock	7,155	7,155	D
Stock Option (Right to Buy)	$24.43	holding	—	—	—	Sep 29, 2006	Sep 29, 2016	Common Stock	8,940	8,940	D
Stock Option (Right to Buy)	$18.87	holding	—	—	—	Sep 30, 2005	Sep 30, 2015	Common Stock	2,160	2,160	D
Stock Option (Right to Buy)	$31.79	holding	—	—	—	Sep 30, 2010	Sep 30, 2020	Common Stock	6,595	6,595	D