SEC Form 4 · accession 0001140361-17-042171
PATHWARD FINANCIAL, INC. · CASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shelly Schneekloth
Officer — EVP and Head of Tech & Ops
Period of report
Nov 13, 2017
Accepted (ET)
Nov 13, 2017 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2017 | A | 3,000 | $0.00 | A | 3,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All of which 3,000 shares are restricted stock granted to the reporting person, 1,200 of which shares of restricted stock will vest on February 11, 2018 and the remaining shares will vest in three equal installments of 600 shares on each of September 25, 2018, September 25, 2019 and September 25, 2020.