SEC Form 4 · accession 0000907471-18-000133
PATHWARD FINANCIAL, INC. · CASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Tyler Haahr
Officer — Chairman of the Board · Director
Period of report
Nov 12, 2018
Accepted (ET)
Nov 26, 2018 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 12, 2018 | A | 8,105 | $25.11 | A | 8,105 | D | |
| Common StockF2 | Nov 12, 2018 | G | 8,105 | $0.00 | D | 0 | D | |
| Common StockF2 | Nov 12, 2018 | G | 8,105 | $0.00 | A | 204,477 | I | MLH Trust |
| Common StockF3 | Nov 12, 2018 | F | 1,064 | $25.11 | D | 203,413 | I | MLH Trust |
| Common Stock | holding | — | — | — | 519,647 | I | JTH Trust | |
| Common Stock | holding | — | — | — | 55,628 | I | By ESOP | |
| Common Stock | holding | — | — | — | 972 | I | By Spouse | |
| Common Stock | holding | — | — | — | 9,294 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award pursuant to the Company's 2002 Omnibus Incentive Plan.
- F2The transaction involved a gift of shares from the reporting person to the MLH Trust.
- F3Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.